Control gap assessment

Purpose

When a process has already shown stress — late reconciliations, unclear approvals, or inconsistent cut-off — a control gap assessment maps where design is thin before you commit to remediation wording that cannot be delivered.

What you get

A concise gap memo covering the process boundary, design observations, and practical remediation options ranked by effort. Teams often use this output to write management responses that a later follow-up audit can test cleanly.

Included

• Process walkthrough with owners
• Review of policies and sample transactions
• Gap list with severity framing for internal use
• Suggested remediation wording that is testable later

Not included

• Continuous monitoring or outsourcing of the control itself
• Full internal audit annual plan coverage

Next step

Describe the process under pressure via Contact. We will say whether a gap assessment or a direct follow-up on existing findings is the better first move.